Emmis Acquisition Corp. · NASDAQ:EMIS
Emmis Acquisition — Emmis Capital — Pitch Deck (May 2023)
15 slides from Emmis Acquisition's pitch deck, May 2023
Slide 1: Rearchitecting Micro-cap IPO, Uplisting and Cross-Listing Bridge Financing
Rearchitecting Micro-cap IPO, Uplisting and Cross-Listing Bridge Financing Comprehensive bridge financing resources for global growth companies
Slide 2: Problem
Problem The current pre-IPO and Uplisting bridge financing environment exhibits both high ‘friction’ related to funding discoverability, turnaround times and the depth of available capital as well as opaque and often ‘toxic’ deal terms. emmiscap.com 2
Slide 3: Why companies love us
Why companies love us Fast Team Streamlined process and decisive decision Deep capital markets and entrepreneurial making ( 5-10 business days). opco experience. Transparent Terms Simple, clear and transparent investment Business pragmatic, easily understood terms and documentation. standard terms a
Slide 4: Competitive Dynamics
Competitive Dynamics Friction Emmis Capital Low Individuals/ Family Offices High Hedge Funds Toxicity High Low emmiscap.com 4
Slide 5: Market
Market U.S. Micro Cap IPO’s Micro Cap Uplistings $3.99B $18.6M $1.18B $14.5M Raised by issuers completing Median offering size for Micro- Raised by uplisting and cross-listing Average offering size for uplisting Micro-cap IPO’s in 2021 & 2022 Cap IPO’s in 2021 & 2022 Micro-cap issuers in 2021 & 2022
Slide 6: Deal Flow
Deal Flow Go-to-market enabled by deep network of existing relationships and focused professional digital execution. Deep channel partner relationships Website, Digital Marketing Co-investment relationships emmiscap.com 6
Slide 7: Criteria
Criteria What we look for: Our sweet spot Business type Business sectors Cap raise $ 15m - $ 100m Emerging growth and industry Technology in health and finance Revenue $ Early - $ 100m (early stage-revenue in emerging industries) Business transformation Sustainability, EV, and psychedelics M&A/Roll-u
Slide 8: General Investment Terms
General Investment Terms Original Issuer Discount 10% -15% Maturity The earlier of twelve (12) months from execution or a registered public offering of the company (the "Maturity"). Interest The higher of (i) 10%-15% p.a. Conversion Principal, interest fest to be converted at a 20%-30% discount to t
Slide 9: Team
Team Peter Goldstein David Lowenstein Gary Herman Founder Partner Partner Peter Goldstein is a seasoned executive and entrepreneur Senior executive with broad experience scaling businesses Gary Herman and affiliated investment funds have been with more than 30 years as a C-suite executive for public
Slide 10: Team Summary
Team Summary Peter Goldstein David Lowenstein Gary Herman Founder Partner Partner $1.2M $0.1M Peter Goldstein is a seasoned executive and entrepreneur Senior executive with broad experience scaling businesses Gary Herman and affiliated investment funds have been Raised with more than 30 years as a C
Slide 11: Team Investments
TeamInvestments 2022 Peter Goldstein David Lowenstein Gary Herman Founder Partner Partner Peter Goldstein is a seasoned executive and entrepreneur Senior executive with broad experience scaling businesses Gary Herman and affiliated investment funds have been with more than 30 years as a C-suite exec
Slide 12: Investments Overview
Investments Overview Team Peter Goldstein David Lowenstein Gary Herman Founder Partner Partner Investment Type Size Status Target Exit Expected ROI 1 Peter Cosmos Goldstein isHealth a seasoned executive and entrepreneur Equity Marketing Senior executive with broad experience $150,000 Monetizedscalin
Slide 13: Fund Summary
Fund Summary Issuer Emmis Capital II, LLC Fund Size Target $10m Investment Stage Pre-IPO, Uplisting, Cross-Listing Bridge financings and follow-ons Investment Range $100,000 to $1m Target Rate of Return 25-35% Time to Invest Cash Proceeds 4 years (5-year total investment period) Management Fees 2% an
Slide 14: Investment Highlights
Investment Highlights Fund focused exclusive on pre-IPO, Uplisting bridge financing and follow-ons Deal flow driven by strong channel partnerships and relationships Deep market awareness and partnerships reduces execution risk Seasoned team with strong investment experience Focus on highest quality co
Slide 15: Invest with us in redefining IPO and Uplisting bridge financings
Invest with us in redefining IPO and Uplisting bridge financings. Let’s get started! [email protected] (954) 294-6285 Connect with us: LinkedIn