Emmis Acquisition Corp. · NASDAQ:EMIS
Emmis Acquisition — Emmis Capital — Pitch Deck (May 2024)
13 slides from Emmis Acquisition's pitch deck, May 2024
Slide 1: Rearchitecting Small-Micro Cap IPO, Uplisting and Cross-Listing Bridge Financing
Rearchitecting Small-Micro Cap IPO, Uplisting and Cross-Listing Bridge Financing Comprehensive bridge financing resources for global growth companies
Slide 2: Team
Team Peter Goldstein David Lowenstein Founder Partner Peter Goldstein is a seasoned executive and entrepreneur Senior executive with broad experience scaling businesses with more than 30 years as a C-suite executive for public and from start-up to IPO and subsequent public and private private compan
Slide 3: Problem
Problem The current pre-IPO and Uplisting bridge financing environment exhibits both high ‘friction’ related to funding discoverability, turnaround times and the depth of available capital as well as opaque and often ‘toxic’ deal terms. emmiscap.com 3
Slide 4: Why companies love us
Why companies love us Fast Team Streamlined process and decisive decision Deep capital markets and entrepreneurial making (5-10 business days). opco experience. Transparent Terms Simple, clear and transparent investment Business pragmatic, standard terms terms and documentation. and legal agreements
Slide 5: Competitive Dynamics
Competitive Dynamics Friction Emmis Capital Low Individuals/ Family Offices High Hedge Funds Toxicity High Low emmiscap.com 5
Slide 6: US Market - Micro-Cap & Small-Cap IPOs
US Market - Micro-Cap1 & Small-Cap2 IPO’s 2021 2022 2023 Q1 2024 $16.8B3 $1.9B3 $2.66B3 $1.44B3 Raised by issuers in 2021 Raised by issuers in 2022 Raised by issuers in 2023 Raised by in Q1 2024 1Micro-cap issuers have market caps at IPO of $300M or less. 2Small-cap issuers have market caps at IPO b
Slide 7: Deal Flow
Deal Flow Go-to-market enabled by deep network of existing relationships and focused digital marketing. Deep channel partner relationships Website, Digital Marketing Co-investment relationships emmiscap.com 7
Slide 8: Criteria
Criteria What we look for: Our sweet spot Business type Business sectors Cap raise $ 15m - $ 100m Emerging growth and industry Technology in health and finance Revenue $ Early - $ 100m (early stage-revenue in emerging industries) Business transformation Sustainability, EV, and psychedelics M&A/Roll-u
Slide 9: Indicative Investment Terms
Indicative 1 Investment Terms Original Issuer Discount 10% -15% Maturity The earlier of twelve (12) months from execution or a registered public offering of the company (the "Maturity"). Interest General range of (i) 10%-15% p.a. Conversion Principal, interest to be converted at a 20%-30% discount t
Slide 10: Team Summary
Team Summary Peter Goldstein David Lowenstein Gary Herman Founder Partner Partner $1.2M $.9M Peter Goldstein is a seasoned executive and entrepreneur Senior executive with broad experience scaling businesses Gary Herman and affiliated investment funds have been Raised with more than 30 years as a C-
Slide 11: Fund Summary
Fund Summary Issuer Emmis Capital II, LLC Fund Size Target $10m Investment Stage Pre-IPO, Uplisting, Cross-Listing, Bridge financings. Retail Equity Marketing and F ollow-ons Investment Range $50,000 to $1m Dividend 12% annually, paid quarterly prorata Target Rate of Return 30% Time to Invest Cash Pr
Slide 12: Investment Highlights
Investment Highlights Fund focused exclusive on pre-IPO, Uplisting bridge financing and follow-ons Deal flow driven by strong channel partnerships and relationships Deep market awareness and partnerships reduces execution risk Seasoned team with strong investment experience Focus on highest quality co
Slide 13: Invest with us in redefining IPO and Uplisting bridge financings
Invest with us in redefining IPO and Uplisting bridge financings. Let’s get started! [email protected] (954) 294-6285 Connect with us: LinkedIn