Shelton Equity Premium Income ETF · AMEX:SEPI
Shelton Equity Premium Income ETF — Shelton Capital Management — Investor Presentation (October 2026)
22 slides from Shelton Equity Premium Income ETF's investor presentation, October 2026
Slide 1: Shelton Capital Management
Shelton Capital Management 2026
Slide 2: Firm Overview
Firm Overview For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 2
Slide 3: Shelton: A Partner By Your Side
Shelton: A Partner By Your Side FOU NDED 1985 H OM E O FF I CE Ou r St o ry Ou r Ph il os oph y Denver, CO Shelton Capital Management is an Beyond our compelling lineup of AS SET S award-winning, multi-strategy mutual funds, ETFs, and SMAs, Over $8 Billion boutique asset manager, built on Shelton of
Slide 4: Guided By Values
Guided By Values MARKET MASTERY ACCESSIBILITY FORESIGHT Client needs are rarely one-size-fits- Shelton's boutique structure We fuse decades of experience all. Our process is hands-on, with supports direct access, open with strategic and innovative ideas tested, debated, and refined in communication,
Slide 5: We have a history of innovating to continually address clients' needs
We have a history of innovating to continually address clients’ needs. * *Tr ansi tion from T UGN to S EPQ as of 8/ 21/2026 For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 5
Slide 6: Management Team
Management Team For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 6
Slide 7: Organization Chart
Organization Chart Chief Executive Officer Steve Rogers Chief Investment General Counsel Chief Operations National Sales Officer & CCO Officer Manager Derek Izuel Greg Pusch Rachel Skyward Josh Fudge Eq uity Team Head of ETFs Compliance Investment Business Marketing National Accounts Manager Client
Slide 8: Investment Team
Investment Team EQUITY TEAM FIXED INCOME TEAM PORTFOLIO MODEL TEAM For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 8
Slide 9: Shelton Capital Management Process
Shelton Capital Management Process For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 9
Slide 10: Shelton Client MAPP
Shelton About Shelton Client MAPP Client Shelton Capital Management is a multi-strategy boutique asset manager built around a MAPP simple idea: every investment solution should have a clear role in a client’s portfolio. Through Shelton Client MAPP , our Multi-Strategy Active and Passive Process, we
Slide 11: The Five Portfolio Roles of Shelton Client MAPP
The Five Portfolio Roles of Shelton Client MAPP The Shelton Client MAPP framework helps advisors identify the right strategy for the right portfolio objective. Capital Appreciation Income Tax-Aware For your clients who need a long-term growth For your clients who need diversified sources of Concentr
Slide 12: Strategies and Solutions
Strategies and Solutions For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 12
Slide 13: Strategies Mapped to Shelton Client MAPP
Strategies Mapped to Shelton Client MAPP Every Shelton strategy organized by its intended portfolio role. For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 13
Slide 14: Equity Solutions
Equity Solutions Covered Calls & Options International • Low volatility e qu ity s ee ki ng • In te rnat io nal e xp os u re with a h igh e nh an c ed c a s h flow via option ac tive s h are an d re lati vely lowe r pre m iu m s and divide nds. tr ac k ing e r r or . • P rovide s a so lution for in
Slide 15: Equity Vehicle Details
Equity Vehicle Details Covered Calls Emerging International Sustainability & O ptions Markets Vehicle Mutual Fund, SMA, ETFs Mutual Fund, SMA Mutual Fund Mutual Fund, SMA SE PI, SEPQ, EQTIX, Equity SISEX, International Select Funds and Strategies Incom e Strategy, O ption EMSQX NEXTX, Sustainable Eq
Slide 16: Fixed Income Solutions
Fixed Income Solutions Core Fixed Income Municipal Bonds Corporate Credit • P rovi de s core f ix ed • Foc us on int ere st • S ee k s total retu rn in c om e ex pos ure in c om e and th roug h ca pital pric e c apit al ap prec iat ion an d • Liqu id se c uritie s pre s ervati on in te res t inc om
Slide 17: Fixed Income Vehicle Details
Fixed Income Vehicle Details Core Fixed ESG Tax-Ex empt ESG Taxable Tactical ESG Corp orate Income Muni Bond s Muni Bond s Credit Bond Bloomberg Bloomberg Bloomberg Bloomberg Bloomberg Benchmark US Agg regate 5 Year Muni US Agg regate US Agg regate US Corp Bond IG Mutual Fund, Vehicle SMA SMA SMA SM
Slide 18: Active Allocation Solutions
Active Allocation Solutions ETF Model Portfolios The Shelton Active Allocation Strategies (SAAS) are designed to help advisors and investors close the gap between what markets offer and what investors actually capture, a belief grounded in behavioral science, current research, and diversification me
Slide 19: Active Allocation Solutions
Active Allocation Solutions ETF Model Portfolios Active Allocation Moderate Conservative Income With Growth Income Tactical Solutions Growth Growth Growth Vehicle SMA SMA SMA SMA SMA SMA Incep tion Year 2008 2008 2008 2015 2011 2015 65% Equity 50% Equity 35% Equity 20% Equity Target Allocation 100%
Slide 20: Sales and Territories Contact Map
Sales and Territories Contact Map Region – West Region – Central Region – Great Lakes Region – Southeast Region – Northeast Laura Bevill Jason Shidler Matt Gunter Jeff Medina Patrick Murphy [email protected] [email protected] [email protected] [email protected] pmurphy@sheltonca
Slide 21: Important Information
Important Information Important Information Investors should consider a fund’s investment objectives, risks, charges, and expenses carefully before investing. The prospectus contains this and other information about the fund. To obtain a prospectus, visit www.sheltoncap.com or call (800) 955-9988. A
Slide 22: Thank you.
Thank you. Thank you.
Shelton Capital Management — Investor Presentation (October 2026) on 6ix