Siemens Energy AG · XETR:ENR
Siemens Energy — ESG Presentation (March 2021)
19 slides from Siemens Energy's sustainability presentation, Mar 30, 2021
Slide 1: Siemens Energy Compliance System
Siemens Energy Compliance System “Compliance is everybody’s responsibility.” Siemens Energy is a trademark licensed by Siemens AG. Unrestricted © Siemens Energy, 2022
Slide 2: Information on Siemens Energy
Information on Siemens Energy Siemens Energy Siemens Energy SE Company Internet Compliance presentation Internet Source: Company Presentation 2 Siemens Energy is a licensed Siemens by Siemens Energy isAG. a trademark licensed by Siemens AG. © Siemens Energy, 2022
Slide 3: We Energize Society: Our Motivation and Common Values
We Energize Society: Our Motivation and Common Values The Business Conduct Guidelines help us apply our values: caring, agile, respectful and accountable ▪ We are caring. We listen to our customers and adapt to their needs. ▪ We are agile, move fast with simplicity and focus. ▪ We are respectful, op
Slide 4: Our History
Our History SE LC CO 4 Siemens Energy is a trademark licensed by Siemens AG. Unrestricted © Siemens Energy, 2022
Slide 5: The Disaster Struck – Siemens AG Headlines in November 2006
The Disaster Struck – Siemens AG Headlines in November 2006 Possible scenarios • Debarment from public tenders • Penalties up to €10 billion • Long-term damage to reputation and business • Break-up of the company SE LC CO 5 Unrestricted © Siemens Energy, 2022
Slide 6: Rapid reaction and implementation of our Compliance system
Rapid reaction and implementation of our Compliance system… Immediate actions Implementation Support sustainable business 2006 2007 2008 2009 • Exchange of • Settlement with authorities in • Settlement with World Bank Leadership Team Germany and in the U.S. • Continuous improvement • Tone from the t
Slide 7: … and active development and external recognition
… and active development and external recognition 2010 2011 2012 2013 2014 • First Funding Round • End of monitorship (Dec. 15, 2012) • NEW: Data Privacy Siemens full implementation of all recommendations since Oct 2013 Integrity Initiative • Re-certification by Gibson Dunn • Second Funding Round In
Slide 8: The Present
The Present SE LC CO 8 Siemens Energy is a trademark licensed by Siemens AG. Unrestricted © Siemens Energy, 2022
Slide 9: "We Energize Society"
“We Energize Society” We can accomplish a great deal for society if we stay true to our values: We are caring, respectful, and accountable. These values shape our company culture and actions. They call on us to comply with laws and regulations, always and wherever we operate. There is zero tolerance
Slide 10: Compliance Focus Areas
Compliance Focus Areas SE LC CO 10 Unrestricted © Siemens Energy, 2022
Slide 11: Our Compliance System – Management responsibility is the focus
Our Compliance System – Management responsibility is the focus We continuously develop our Compliance System in order to adapt to the changing requirements of our global business while also increasing the efficiency of our processes and tools Effective preventive measures such as risk management, po
Slide 12: The Siemens Energy Compliance Organization: Global Governance, Local Partner
The Siemens Energy Compliance Organization Global Governance, Local Partner Roles of the Direct Access to the CEO Compliance Officer 7 Focus Areas Anti-Corruption Collective Action President and CEO The prevention of the abuse The support of projects and Christian Bruch of entrusted power for privat
Slide 13: Our Employees: Integrity Dialog with Management
Our Employees Integrity Dialog with Management The Objective: • Set tone from the top • Maintain awareness of Compliance • Provide a practical demonstration of management responsibility How We Do It: • Managers discuss Compliance- related topics with their teams • Supported by Compliance Officer • R
Slide 14: Contribution and Hospitality - Compliance Risk Mitigation
Contribution and Hospitality - Compliance Risk Mitigation Contributions Sponsoring activities, Donations, Charitable • Compliance Review and Approval for high-risk activities to mitigate Contributions and potential risk of misusing such contributions to improperly influence Memberships recipients •
Slide 15: Business partner-related Compliance risks – Uniform risk-assessment
Business partner-related Compliance risks – Uniform risk-assessment of all relationships The Compliance Due Diligence process for Business Partner • All business partners with an intermediary function between Siemens Energy and the customer must undergo a risk assessment (uniform across the company
Slide 16: Compliance in Project Sales and Project Execution
Compliance in Project Sales and Project Execution Project Sales Project Execution Compliance risks in Compliance risks in Identification and mitigation of the project sales project execution Compliance risks phase are covered by the Limits of In projects that indicate possible Authority (LoA)1 Subco
Slide 17: … and determinedly pursue any cases that arise …
… and determinedly pursue any cases that arise … Compliance investigation process Compliance case Allegation Assessment Mandating Research Investigation Preparation Disciplinary received carried out by and planning of the investi- measures examining or gation report and remedia- evaluating the tion
Slide 18: Channels for reporting misconduct
Channels for reporting misconduct At Siemens Energy, we provide different reporting channels to internal and external whistle-blowers to inform us about possible compliance violations. The “Speak Up” compliance reporting system provides a secure channel for reporting this information 24 hours a day:
Slide 19: How Does "100% Energy, 100% Compliance" Apply to Your Decisions?
How Does “100% Energy, 100% Compliance” Apply to Your Decisions? I am 100% sure that… My decisions are in the best interests of Siemens Energy and aligned with our values My decisions are lawful I take full responsibility for my decisions I am comfortable with my decisions or their consequences appe