Capital Securities Corp. · TWSE:6005
Capital Securities — Q2 2025 Earnings Presentation
38 slides from Capital Securities's earnings presentation, Aug 29, 2025
Slide 1: Capital Securities Corporation Institutional Investor Conference
Capital Securities Corporation Institutional Investor Conference August 2025 0
Slide 2: Disclaimer
Disclaimer The information (except numbers in financial statements) contained within the document has not been audited or reviewed by any accountant or independent third party. Capital Securities Corporation (the Company) makes no guarantee or warranties as to the accuracy, completeness or correctne
Slide 3: Presentation Outline
Presentation Outline Company Profile Operation Overview Prospect and Outlook Sustainability Development & Capital Securities’ Practices 2
Slide 4: Company Profile
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Slide 5: Shareholder Structure
Shareholder Structure Data as of March 30, 2025 Government agencies Financial 1.04% institutions 21.41% Other juristic persons 43.16% Foreign institutions and individuals 12.47% Individuals 21.92% 4
Slide 6: Basic Information
Basic Information Stock code: 6005 Paid-in capital: NTD21.709bn Number of branches in Taiwan: 53 Number of employees: 2,105 FEB20 Paid-in capital of NTD21.709bn Listed on TPEx in 1995 Paid-in capital of NTD4.08bn Listed on TWSE in 2005 Paid-in capital of NTD13.64bn Established in 1988 Paid-in capita
Slide 7: Deployment in Asia
Deployment in Asia Chengdu Shanghai TEL：86 28 6555 2888 TEL：86 21 5888 7188 FAX：86 28 6555 2999 FAX : 86 21 5888 2929 Add：Room 1708, Block C, Maoye Add：18F., New Shanghai Center, No. 28, North Tianfu Avenue, International Tower, No. 360 high-tech zone, Chengdu, Sichuan Pudong Nan Road, Province,P.R.
Slide 8: Non-operating Investments
Non-operating Investments 7
Slide 9: Non-operating Investments (continued)
Non-operating Investments (continued) Unit: 1,000 Book value as of Net income or loss Book value as of Net income or loss Region Name Currency Paid-in capital Jun 30, 2025 for JAN~JUN25 Jul 31, 2025 for JAN~JUL25 Taiwan Capital Futures Corp. NTD 2,499,376 9,608,034 606,137 9,749,932 723,844 Capital
Slide 10: Organizational Structure
che Organizational Structure CAPITAL Offshore Securities Unit Corporate Planning Department Shareholders Information Tech. Department Meeting Administration Department Audit Committee Finance Department Remuneration , i: Ci ites Settlement & Clearing Department Registrar Agency Department Fixed Inco
Slide 11: Operation Overview
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Slide 12: Financial Data Over the Past Three Years
Financial Data Over the Past Three Years (NTD’000) Item 2022 2023 2024 JAN~JUN25 Consolidated net income 1,846,051 5,108,776 6,572,371 2,750,025 before tax Consolidated net income 1,179,016 4,570,993 5,402,075 2,281,071 Net income attributable to shareholders of the 840,040 4,131,510 4,883,776 2,014
Slide 13: Consolidated Balance Sheet (summary)
Consolidated Balance Sheet (summary) (NTD’000) Item Jun 30, 2024 Jun 30, 2025 Current assets 300,637,769 281,494,268 Non-current assets 24,206,477 24,642,031 Total assets 324,844,246 306,136,299 Current liabilities 278,639,703 248,359,528 Non-current liabilities 3,277,473 12,548,306 Total liabilitie
Slide 14: Consolidated Comprehensive Income Statement (summary)
Consolidated Comprehensive Income Statement (summary) (NTD’000) Item JAN~JUN24 JAN~JUN25 Revenue 8,364,536 8,442,476 Operating expenses and costs 6,568,787 6,906,140 Operating income 1,795,749 1,536,336 Other income and expenses 1,444,961 1,213,689 Net income before tax 3,240,710 2,750,025 Income ta
Slide 15: Earnings Breakdown by Major Business
Earnings Breakdown by Major Business JAN-JUN24 JAN-JUN25 70% 68% 60% 50% 47% 40% 30% 25% 23% 24% 20% 10% 6% 4% 3% 0% Brokerage Proprietary trading & Underwriting & Others Non-operating investments Derivatives & Fixed income 14
Slide 16: Business Performance and Market Ranking
Business Performance and Market Ranking Figures in Market ranking in Item JAN~JUN25 JAN~JUN25 Market share in brokerage 3.77% 9 Market share in margin financing 4.89% 9 Trust business-AUM NTD16.924bn 7 Number of warrants issued 4,243 3 Value of warrants issued NTD35.4bn 3 Value of structured product
Slide 17: Dividend Payout
Dividend Payout Unit: NTD EPS Cash dividend per share 2.50 2.42 2.25 2.00 1.9 1.64 1.50 1.00 1.65 1.5 1.33 0.50 1.1 0.39 0.39 0.00 2020 2021 2022 2023 2024 16
Slide 18: Capital Adequacy Ratio
Capital Adequacy Ratio Capital adequacy ratio Minimum capital adequacy ratio: 200% 400% 300% 279% 278% 265% 267% 250% 200% 100% 0% 6/30/2024 9/30/2024 12/31/2024 3/31/2025 6/30/2025 17
Slide 19: Ratings
Ratings Fitch Ratings Long-term Issuer Default Rating 2024 (IDR) BBB- National Long-term Rating A(twn) National Short-term Rating F1(twn) Outlook Stable 18
Slide 20: JUL25 Operating Results
JUL25 Operating Results Unit: NTD’000 Entity JUL25 JAN~JUL25 Net income before tax 610,735 2,948,592 Net income 550,283 2,561,474 EPS (NTD) 0.25 1.18 Consolidated JUL25 JAN~JUL25 Net income before tax 685,078 3,431,935 Net income 602,620 2,880,523 ※ Unaudited 19
Slide 21: JAN~JUL25 Earnings Breakdown by Major Business
JAN~JUL25 Earnings Breakdown by Major Business JAN-JUL25 60% 50% 46% 40% 30% 26% 25% 20% 10% 3% 0% Brokerage Proprietary trading & Underwriting & Others Non-operating Derivatives & Fixed investments income ※ Unaudited 20
Slide 22: Business Performance and Market Ranking
Business Performance and Market Ranking Figures in Market ranking in Item JAN~JUL25 JAN~JUL25 Market share in brokerage 3.78% 9 Market share in margin financing 4.91% 8 Trust business-AUM NTD16.963bn 7 Number of warrants issued 5,105 3 Value of warrants issued NTD42.8bn 3 Value of structured product
Slide 23: Prospect and Outlook
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Slide 24: Business philosophy: Our vision, Our belief
Business philosophy Our vision • To create long-term and rewarding partnerships with our clients by offering high value-added financial services which exceed client expectations Our belief • The Capital Group in Chinese means "benefit for many" which embodies our commitment to public interests and c
Slide 25: Business Development Plans
Business Development Plans Strategy 1: Brokerage Dept. focusing Strategy 8:Sustainable developments on maximizing core business & market share 1 8 FY25 Strategy 7: Legal compliance & Strategy 2: Expanding asset management scale & asset stock 2 Operational 7 risk managements Direction 1. Gradual impr
Slide 26: Sustainability Development & Capital Securities' Practices
Sustainability Development & Capital Securities’ Practices 25
Slide 27: Sustainable Development Goals (SDGs)
Sustainable Development Goals (SDGs) The UN has proposed the 2030 Sustainable Development Agenda in 2015 with 17 Sustainable Development Goals (SDGs) that are key indicators of global sustainable development. These goals serve as indispensable indicators for the international community. As they are
Slide 28: Sustainability Highlights 2024~2025: Awards
Sustainability Highlights 2024~2025: 27 Awards 1. Awarded by FSC as the Most Improved Securities Firm in 2023 for fair customer treatment principles evaluation. 2. Awarded by TWSE for the “Warrant Excellence Award” in the 2023 Warrant Issuer Incentive Program. 3. Awarded by TWSE for the “Warrant Gro
Slide 29: Sustainability Highlights 2024~2025: Awards
Sustainability Highlights 2024~2025: 27 Awards 14. Awarded by Excellence Magazine for the “Best Senior-Friendly Award” in the Non-FHC Category in its 2025 Securities Excellence Ranking. 15. Awarded by Commercial Times for the “Digital Service Award” in the 2024 Digital Finance Awards. 16. Awarded by
Slide 30: More Sustainability Highlights 2024~2025
More Sustainability Highlights 2024~2025 1. Continuously selected as a constituent stock of both the “Taiwan ESG Index” and the “Taiwan Employment Creation 99 Index”. 2. Highly commended by Finance Asia as the Best Financial Institution for Innovative Technology Application in Taiwan’s Non-Banking F
Slide 31: Sustainable Development Practices
Sustainable Development Practices “Net Zero Day” Initiative Awarded UN-Certified Carbon Credits Capital Securities has joined the Commercial Times’ “One Hour a Day” initiative, offsetting 422 tons of carbon emissions over eight months (one day per month) through the purchase of green electricity. Th
Slide 32: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) “Capital Love Reading – Rural Hope Screening”: Supporting Rural Education Together Directors, clients, suppliers, and volunteers attended the screening of CommonWealth Magazine’s documentary ‘Where Stories Begin—Hope Reading’, followed by a forum on Taiw
Slide 33: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Capital Blood Drive: Supporting Local Farmers for a Sustainable Future Capital Securities’ blood donation campaign marks its 18th year, reaching a record scale with 26 locations nationwide through September. This year’s event pairs ‘5D Anti-Fraud Awarene
Slide 34: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Investment & Wealth Management Forum/Seminar • Capital Securities, in collaboration with Fuh Hwa Investment Trust, hosted the “Japan Equity Forum” to provide in-depth analysis of investment opportunities in Japan’s leading stocks. • The “Europe Wealth Fo
Slide 35: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Investment & Wealth Management Forum/Seminar • Capital Securities, in collaboration with First Securities, hosted the “Power Shift Wealth Forum” to explore the AI-driven surge in electricity demand and the rise of nuclear energy, analyzing new investment
Slide 36: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) “Pledge Rally” — Unlocking a New Universe of AI-Powered Wealth At Capital Securities, we hosted a Pledge Rally to showcase AI-driven wealth management as our second growth engine. By integrating digital account services with cross-border asset allocation
Slide 37: Sustainable Development Practices (continued)
Sustainable Development Practices (continued) Passing Sustainability Audit, Driving Green Investment Forward Capital Securities has adopted the Task Force on Climate-related Financial Disclosures (TCFD), becoming the first independent full-service securities firm in Taiwan to earn Level 5: Excellent
Slide 38: Thank you!
Thank you! For any concerns, please contact the “165 Anti-Fraud Hotline” for verification. If you encounter any suspected fraudulent activity involving our company’s name, you may also Anti-fraud reach our anti-fraud consultation education line at 412-8878. Additionally, verification can be done thr