Morgan Stanley · NYSE:MS
Morgan Stanley — Investor Presentation (August 2021)
17 slides from Morgan Stanley's investor presentation, Aug 31, 2021
Slide 1: Wealth Management Perspectives
Wealth Management Perspectives
Slide 2: Morgan Stanley's Decade-Plus Commitment to Sustainability
Morgan Stanley’s Decade-Plus Commitment to Sustainability 2009 2013 2015 2017 2018 2019 2020 2021 Global Sustainable James Gorman Inaugural green First Chief Commitment to mobilize The Plastic Waste Commitment to reach Commitment to mobilize $1Tn Finance group formed establishes Institute for bond i
Slide 3: Morgan Stanley Wealth Management trade name and disclosures
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. The sole purpose of this material is to inform, and it in no way is intended to be an ofer or solicitation to purchase or sell any security, other investment or ser
Slide 4: Manager ranking and Value Score methodology disclosures
turnover and changes to investment process can partially or fully negate a positive Adverse Active Alpha ranking. Additionally, highly ranked managers can have difering risk profles that might not be appropriate for all investors. The proprietary Value Score methodology considers an active investmen
Slide 5: Conflicts of interest and revenue-sharing disclosures
(including research, brokerage, asset management, trading, lending and investment banking services) for each other and for various clients, including issuers of securities that may be recommended for purchase or sale by clients or are otherwise held in client accounts , and managers in various advis
Slide 6: Mobile check deposit and Zelle disclosures
Mobile check deposits are subject to certain terms and conditions. Checks must be drawn on a U.S. Bank. Send Money with Zelle® is available on the Morgan Stanley Mobile App for iPhone and Android and on Morgan Stanley Online. Enrollment is required and dollar and frequency limits may apply. Domestic
Slide 7: Alternative investment risks and conflicts
concentration of trading authority when a single advisor is utilized; Absence of information regarding valuations and pricing; Complex tax structures and delays in tax reporting; Less regulation and higher fees than mutual funds; Risks associated with the operations, personnel, and processes of the
Slide 8: Hedge fund index bias disclosures
Self-selection bias results when certain manager returns are not included in the index returns and may result in performance being skewed up or down . Because hedge funds are private placements, hedge fund managers are able to decide which fund returns they want to report and are able to opt out of
Slide 9: Bitcoin and digital asset risks
of such a fund or product to continue to operate, which may materially decrease the value of an investment therein. - Due to the new and evolving nature of digital currencies and the absence of comprehensive guidance, many signifcant aspects of the tax treatment of digital assets including Bitcoin a
Slide 10: Digital asset regulatory risks
- The regulatory framework of digital assets is evolving, and in some cases uncertain, and digital assets themselves may not be governed and protected by applicable securities regulators and securities laws, including, but not limited to, Securities Investor Protection Corporation coverage, or other
Slide 11: Pathway model portfolios and 529 plan disclosures
Investment Committee (the "GIC"). The Pathway Program Model Portfolios are specifc to the Pathway program (based on program features and parameters, and any other requirements of Morgan Stanley Wealth Management's Consulting Group).The Pathway Program Model Portfolios may therefore difer in some res
Slide 12: Insurance and donor-advised fund disclosures
Since life and long-term care insurance are medically underwritten, you should not cancel your current policy until your new policy is in force. A change to your current policy may incur charges, fees and costs. A new policy will require a medical exam. Surrender charges may be imposed and the perio
Slide 13: Pledged-asset mortgage disclosures
Through the pledged-asset feature ofered by Morgan Stanley Private Bank, National Association, the applicant(s) or third party pledgor (collectively “Client”) may be able to pledge eligible securities in lieu of a full or partial cash down payment or in connection with a refnance mortgage loan. To b
Slide 14: Trusts and portfolio analysis disclosures
Trusts are not necessarily appropriate for all clients. There are risks and considerations which may outweigh any potential benefts. Establishing a trust will incur fees and expenses which may be substantial. Trusts often incur ongoing administrative fees and expenses such as the services of a corpo
Slide 15: Membership Rewards card offer terms
away the 60,000 Membership Rewards points from your account. We may also cancel this Card account and other Card accounts you may have with us. Your Card account must not be canceled or past due at the time of fulfllment of any ofers. You can earn 60,000 Membership Rewards points after spending $5,0
Slide 16: Platinum Card Uber benefit terms
Basic Card Members on a Consumer Platinum Card or Centurion account are eligible for Uber VIP and the monthly Amex Beneft (“Amex Beneft”). Additional Centurion Cards are also eligible for the Amex Beneft. To receive this beneft, you must have downloaded the Uber App version 3.363.10000 or later for
Slide 17: Bank deposit program and FDIC disclosures
https://www.fdic.gov for additional details. The Active Assets Account is a brokerage account ofered through Morgan Stanley Smith Barney LLC. Under the Bank Deposit Program, generally cash balances held in an account(s) at Morgan Stanley Smith Barney LLC are automatically deposited into an interest-