Morgan Stanley · NYSE:MS
Morgan Stanley — Investor Presentation (December 2024)
28 slides from Morgan Stanley's investor presentation, December 2024
Slide 1: Wealth Management Perspectives
Wealth Management Perspectives
Slide 2: The Alternative Investments Landscape: Exchange Funds
The Alternative Investments Landscape: Exchange Funds Contents What Are Your Options for Managing The GIMA Team Utilizes a Robust Alternative a Concentrated Stock Position? Investments Due Diligence Process What Is an Exchange Fund? Our Exchange Funds Platform How Are Exchange Funds Managed? Alterna
Slide 3: What Are Your Potential Options for Managing a Concentrated Stock Position?
What Are Your Potential Options for Managing a Concentrated Stock Position? If you have a concentrated stock position from an inheritance, employment stock grants or through building a position over time, you may want to seek to protect yourself against market declines by diversifying your holdings.
Slide 4: What Is an Exchange Fund?
What Is an Exchange Fund? An exchange fund is a special-purpose vehicle that offers holders the ability to diversify their investments by exchanging stock positions, oftentimes in highly appreciated or restricted stock,1 for shares of a diversified portfolio. Contributions of appreciated stock to a
Slide 5: How Are Exchange Funds Managed?
How Are Exchange Funds Managed? Each exchange fund is established with specific investment goals, such as long-term growth and seeking to track the performance of a specific index. Exchange funds typically consist largely of equities and may also include other qualifying assets, such as real estate
Slide 6: Exchange Funds: What Should You Know Before You Invest?
Exchange Funds: What Should You Know Before You Invest? Exchange funds are designed for long-term investors. Many funds offer early redemption, but may generally charge a fee (typically 1%), calculated on net asset value, for any withdrawals in the first three years of an investor’s subscription. Ea
Slide 7: The GIMA Team Utilizes a Robust Alternative Investments Due Diligence Process
The GIMA Team Utilizes a Robust Alternative Investments Due Diligence Process The Global Investment Manager Analysis (GIMA) team, a leader in manager analysis, applies a common framework in its review of all investment products under consideration. 1 2 3 4 5 COMPREHENSIVE ONGOING BUSINESS & QUANTITA
Slide 8: Our Exchange Funds Platform
Our Exchange Funds Platform Exchange funds enable holders of concentrated stock positions to exchange PLATFORM OVERVIEW those stocks for a diversified portfolio. Investors may benefit from greater diversification without selling stock. Offerings Investment opportunities are available from leading af
Slide 9: Alternative Investments Eligibility
Alternative Investments Eligibility CLIENT NET WORTH/NET INVESTABLE ASSET MINIMUMS Investors participating in $1MM+ $2.2MM+ $5MM+ $10MM+ $125MM+ $500MM+ alternative investments offered through Morgan Stanley must Managed Futures Funds meet certain SEC and/or state Registered Funds (Accredited Invest
Slide 10: Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. The sole purpose of this material is to inform, and it in no way is intended to be an ofer or solicitation to purchase or sell any security, other investment or ser
Slide 11: manager due diligence process are equally important factors for investors when considering managers for
manager due diligence process are equally important factors for investors when considering managers for use through an investment advisory program. Factors including, but not limited to, manager turnover and changes to investment process can partially or fully negate a positive Adverse Active Alpha
Slide 12: Management or its afliates receive compensation from, or otherwise related to, those investment managers
Management or its afliates receive compensation from, or otherwise related to, those investment managers or mutual funds. For example, a Financial Advisor may suggest that GIMA evaluates an investment manager or fund in which a portion of his or her clients’ assets are already invested. While such a
Slide 13: Nontraditional investment options and strategies are often employed by a portfolio manager to further
Nontraditional investment options and strategies are often employed by a portfolio manager to further a fund’s investment objective and to help ofset market risks . However, these features may be complex, making it more difcult to understand the fund’s essential characteristics and risks, and how it
Slide 14: Structured Investments are complex and not appropriate for all investors. An investment in Structures
Structured Investments are complex and not appropriate for all investors. An investment in Structures Investments involve risks. These risks can include but are not limited to: (1) Fluctuations in the price, level or yield of underlying instruments, interest rates, currency values and credit quality
Slide 15: It should be noted that the majority of hedge fund indexes are comprised of
It should be noted that the majority of hedge fund indexes are comprised of hedge fund manager returns. This is in contrast to traditional indexes, which are comprised of individual securities in the various market segments they represent and ofer complete transparency as to membership and construct
Slide 16: Virtual Currency Products (Cryptocurrencies)
Virtual Currency Products (Cryptocurrencies) Buying, selling, and transacting in Bitcoin, Ethereum or other digital assets (“Digital Assets”), and related funds and products, is highly speculative and may result in a loss of the entire investment. Risks and considerations include but are not limited
Slide 17: like other investors have, you can lose some or all of your holdings of
like other investors have, you can lose some or all of your holdings of Digital Assets. - Unlike US banks and credit unions that provide certain guarantees of safety to depositors, there are no such safeguards provided to Digital Assets held in digital wallets by their providers or by regulators. -
Slide 18: independent decision. This material is not a fnancial plan and does not create an
independent decision. This material is not a fnancial plan and does not create an investment advisory relationship between you and your Morgan Stanley Financial Advisor. We are not your fduciary either under the Employee Retirement Income Security Act of 1974 (ERISA) or the Internal Revenue Code of
Slide 19: disclosures and/or marketing material to learn more about how it incorporates ESG factors into
disclosures and/or marketing material to learn more about how it incorporates ESG factors into its investment strategy. ESG investments may also be referred to as sustainable investments, impact aware investments, socially responsible investments or diversity, equity, and inclusion ("DEI") investmen
Slide 20: through Morgan Stanley Smith Barney LLC’s licensed insurance agency afliates. Since life and long-term
through Morgan Stanley Smith Barney LLC’s licensed insurance agency afliates. Since life and long-term care insurance are medically underwritten, you should not cancel your current policy until your new policy is in force. A change to your current policy may incur charges, fees and costs. A new poli
Slide 21: Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as
Morgan Stanley Smith Barney LLC does not accept appointments nor will it act as a trustee but it will provide access to trust services through an appropriate third -party corporate trustee. The trust services referenced herein are provided by the third parties listed who are not afliated with Morgan
Slide 22: applicable. Borrowing against securities may not be appropriate for everyone. Clients must be aware
applicable. Borrowing against securities may not be appropriate for everyone. Clients must be aware that there are risks associated with a securities based loan, including possible maintenance calls on short notice, and that market conditions can magnify any potential for loss. For details please se
Slide 23: National Association is an Equal Housing Lender and Member FDIC that is primarily regulated
National Association is an Equal Housing Lender and Member FDIC that is primarily regulated by the Ofce of the Comptroller of the Currency. Nationwide Mortgage Licensing System Unique Identifer #663185. The proceeds from a residential mortgage loan (including draws and advances from a home equity li
Slide 24: The Morgan Stanley Blue Cash Preferred® Card is only available for clients who have
The Morgan Stanley Blue Cash Preferred® Card is only available for clients who have an Eligible Account with Morgan Stanley Smith Barney LLC or its eligible afliates, including but not limited to E*TRADE from Morgan Stanley. An “Eligible Account” is a brokerage account (i) held in your name, (ii) he
Slide 25: Savings are eligible for FDIC insurance up to $250,000 (including principal and interest) per
Savings are eligible for FDIC insurance up to $250,000 (including principal and interest) per depositor, per each bank selected by the client for all deposits held in the same insurable capacity (the Maximum Applicable Deposit Insurance Amount), provided that certain conditions are satisfed. All dep
Slide 26: apply. Subject to device connectivity. Cash management and lending products and services are provided
apply. Subject to device connectivity. Cash management and lending products and services are provided by Morgan Stanley Smith Barney LLC, Morgan Stanley Private Bank, National Association or Morgan Stanley Bank, N.A, as applicable. The information provided herein is not intended to address any parti
Slide 27: applicable to brokerage relationships, it has been applied to the analysis, which may result
applicable to brokerage relationships, it has been applied to the analysis, which may result in hypothetical returns that are slightly lower than what would have been achieved by a brokerage account. The actual fee may be less than this amount and will generally be charged monthly and not daily. How
Slide 28: The American Financial Technology Award’s Best Risk Management Initiative was awarded in 2022. This
The American Financial Technology Award’s Best Risk Management Initiative was awarded in 2022. This ranking was determined based on an evaluation process conducted by Waters Technology during the period from 02/09/2022 – 04/11/22. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or
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