National Securities Depository Limited · BSE:NSDL
National Securities Depository — Investor Presentation (May 2024)
47 slides from National Securities Depository's investor presentation, May 2024
Slide 1: Know Your Demat Account
Know Your Demat Account aoaeine @
Slide 2: Indian Securities Market - Overview
Indian Securities Market - Overview Market Regulator SEBI Stocks and Commodities Other Depositories Derivative Intermediaries Exchanges Stock Brokers, NSE, BSE, MSE, RTAs, Mutual NSDL, CDSL MCX etc. Funds, Investment Advisors etc.
Slide 3: Starting Investment in Securities Market
Starting Investment in Securities Market Accounts Required Bank Account Trading or Broking Account Demat Account Many DPs offer a 3-in-1 account opening facility which gives you the convenience of opening a trading, demat and bank account – all together. Now many DPs are offering online demat accoun
Slide 4: About NSDL
About NSDL 1996 Demat accountholders present First Depository One of the leading Depositories in in 99.27% of pincodes in India in India the world Wide service network – all States and UTs No. of Service Centres – 61,298
Slide 5: Growing Custody Value
Growing Custody Value 423.44 > 87% Market 294.45 Share 227.51 119.30 67.56 Dec. 2010 Dec. 2015 Dec. 2020 Dec. 2021 Mar 2024 Total Value of All Assets Held In All NSDL Demat Accounts in ₹ Lakh Crore
Slide 6: NSDL's Progress
NSDL’s Progress 350 Bank deposits and 302 300 NSDL Custody Value 244 250 200 186 172 169 160 155 146 Aggregate Bank Deposits of All 150 140 129 Scheduled Banks (in ₹ Lakh 117 Crore) 110 100 NSDL Demat Custody Value (in ₹ Lakh Crore) 50 Bank Deposit Source : RBI 0 Mar. 31, 2017 Mar. 31, 2018 Mar. 31,
Slide 7: NSDL's Progress
NSDL’s Progress 350 GDP and NSDL Custody Value 302 300 250 244 237 201 198 200 190 186 171 172 GDP at Market Price (in ₹ Lakh Crore) 160 154 146 NSDL Demat Custody Value (in ₹ Lakh Crore) 150 100 50 GDP Source : https://dbie.rbi.org.in/ 0 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22
Slide 8: Indian Securities Market - Depository System
Indian Securities Market - Depository System Issuer Company / RTA Clearing Corporation (NSE Clearing Limited/ Other Depository Indian Clearing Corporation Limited) DP 1 DP 2 Stock Broker / Stock Broker / Trading Member 1 Investor 1 Investor 2 Clearing Member 2
Slide 9: Services offered by Depository Participant
Services offered by Depository Participant Account Opening Change in account details Demat*, Remat of securities, Account freeze Conversion & Redemption of (Account level, ISIN level Mutual Fund Units and Quantity level) Transfer of securities** Pledge and Margin Pledge of securities *Even unlisted
Slide 10: Documents required for Opening Demat Account
Documents required for Opening Demat Account Aadhaar Passport Card Officially Valid Document PAN Card Cancelled Cheque Driving License Voter ID or Bank Passbook or Statement Proof of Identity Proof of bank account and Address (any of the above)
Slide 11: Opening a Demat Account Online
Opening a Demat Account Online 1. All SEBI registered intermediaries need to fulfil ‘Know Your Customer’ (KYC) norms as primarily specified in PML Act, 2002 and PML Rules, 2005. 2. Accordingly, DPs and Stock Brokers collect Proof of Identity and Proof of Address documents from those who seek to obta
Slide 12: Mandatory KYC Information
Mandatory KYC Information From August 1, 2021, all Clients must provide following information at the time of account opening - 1. Name 2. Address 3. PAN (must be linked to Aadhaar) 4. Valid mobile number 5. Valid email ID 6. Income range Above information is required for all joint holders. All Exist
Slide 13: Mandatory Verification of email ID and Mobile Number
Mandatory Verification of email ID and Mobile Number 1. Depository may send SMS and email to the account holder at the mobile number and the email ID recorded in the demat account. 2. Verify your email ID and mobile number by clicking the link received. 3. Accounts where the mobile number or email I
Slide 14: Opening a Demat Account Online
Opening a Demat Account Online • Now DPs can conduct online KYC through website or a mobile application to open a demat account. • NSDL has enabled DPs to complete account opening process online. You may approach your DP to know if it is offering online NSDL demat account opening facility. Upload ID
Slide 15: Features of Demat Account
Features of Demat Account No minimum balance required Account can be opened for a minor One person can have multiple Demat accounts with same or different DPs Joint Account can not be operated on ‘either or survivor’ basis Account can not be opened on your behalf by stock broker holding Power of Att
Slide 16: Transposition Cum Demat Facility
Transposition Cum Demat Facility Name in the Share Certificate Demat Account A and B Two holders Or A and B B and A A , B, C Or A, C, B Or B, A, C Three holders A, B and C Or B, C, A Or C, A, B Or C, B, A Submit Demat Request Form (DRF) along with Transposition form to your DP.
Slide 17: Nomination
Nomination 1. Nomination is Not mandatory but recommended. If you do not wish to nominate, submit a declaration for ‘No Nomination’. 2. Any Individual can be a nominee. 3. Minor, NRI and Power of Attorney holder can be nominated. 4. Nominee can be added / changed any time. 5. Up to three nominees ca
Slide 18: Nomination in Demat Account
Nomination in Demat Account 6. No compulsion that nominee must have a demat account at the time of nomination. 7. Only account holder can nominate, Power of Attorney holder can not nominate. 8. Existing clients who have not given nominee details, must provide the same or a declaration for ‘No Nomina
Slide 19: Be a Prudent Investor
Be a Prudent Investor Q Advanced Search - ©?P Search © Company Search © Circular Search © Mutual Fund Scheme Search For detail search click on the link below. «@ NSDL ‘Technology, Trust & Reach (PFT A Investor Meets Forthcoming Investor Awareness. Programmes Admission is free for all Investors ONews
Slide 20: Transmission Cum Demat Facility
Transmission Cum Demat Facility Share Certificate In the event of Demat Account A and B Or Death of one of the joint holders – A B B and A A and B C (Legal heir) Or Death of both holders – A & B B and A Submit DRF along with death certificate (s) and Transmission request to your DP.
Slide 21: Basic Services Demat Account
Basic Services Demat Account 1. BSDA is just like a regular Demat account except that it has 0 or maximum ₹100 Annual Maintenance Charges (AMC). 2. Individual who has only one Demat account as the sole or first holder, across depositories.
Slide 22: Basic Services Demat Account
Basic Services Demat Account Annual Maintenance Charges Value of Value of other than Total debt AMC ₹ debt Value ₹ securities ₹ securities ₹ Up to Up to Up to 1 Lakh 1.50 0 50,000 Lakh 50,000 to Up to 4 Maximum 1 to 2 Lakh 2 Lakh Lakh 100 As per Over 4 Over 2 Lakh Over 2 Lakh regular Lakh account
Slide 23: Online Closure and Shifting of Demat Account
Online Closure and Shifting of Demat Account 1. Account holder has a right to close his / her demat account. 2. Account can be closed by giving an Account Closure request to DP. It should be duly filled and signed by all the joint holders. 3. If your DP is offering online account opening, then accou
Slide 24: Use of your Demat Account
Use of your Demat Account 1. Apply for IPOs, NFOs and receive allotment directly in demat account by mentioning your DP ID and Client ID in application or subscription form. 2. Receive corporate benefits (bonus, rights etc.). 3. Cash benefits like dividend, interest or maturity amount payable on bon
Slide 25: NSDL Consolidated Account Statement
NSDL Consolidated Account Statement On the Basis of First Holder PAN Across Depository Participants Across Depositories Across MF AMC’s Holdings and Transactions Stock % change of Distributor Portfolio Conversion Symbol of value in commission composition e-Insurance Exchange your of MF displayed in
Slide 26: NSDL's Investor Centric e-Services
NSDL’s Investor Centric e-Services • View holdings and valuation • View transactions, holdings and • e-Voting valuation • Submit delivery instruction • Subscribe to CAS • Confirm e-DIS and off Market Instruction (OTP) • Update email ID for CAS * • Accept Margin Pledge Initiation • View and download
Slide 27: e-Voting for Shareholders
e-Voting for Shareholders Shareholders have right to participate in decision making process of their company by voting on the resolutions. NSDL facilitates all Shareholders holding shares in paper or Demat form, with NSDL or other depository. e-Voting facilitates this process by removing the need fo
Slide 28: How to Use NSDL e-Voting Service?
How to Use NSDL e-Voting Service? ❖ Multiple options for Voting • NSDL e-Voting Portal - https://evoting.nsdl.com/ • NSDL Mobile App - Speede • IDeAS and SPEED-e facilities of NSDL • Through integration with other websites ❖ At venue - Voting using Tablets ❖ NSDL helps companies to conduct virtual m
Slide 29: Claiming Unclaimed Shares and Dividends
Claiming Unclaimed Shares and Dividends 1. All dividends and shares which remain unpaid or unclaimed for seven consecutive years, are transferred by respective companies to Investor Education and Protection Fund Authority. 2. IEPF Authority is a statutory body, constituted under the provisions of Co
Slide 30: How to Claim Unclaimed Shares and Dividends?
How to Claim Unclaimed Shares and Dividends? STEP 1 STEP 2 STEP 3 STEP 4 Register on www.iepf.gov.in Attach scanned images of and submit claim in Form Take print of the receipt Send all original documents to documents and Submit form generated and indemnity the ‘Nodal officer’ of the IEPF-5 online o
Slide 31: Key points on Anti-Money Laundering
Key points on Anti-Money Laundering Legislative and Regulatory References • Prevention of Money Laundering Act, 2002 • Prevention of Money Laundering (Rules), 2005 • SEBI Master Circular – October 15, 2019 What is Money Laundering (ML)? • Money Laundering is “the process in which the proceeds of cri
Slide 32: Key points for all Investors
Key points for all Investors Individuals: • Provide officially valid documents for proof of identity and address • Furnish correct information on income, occupation, business, marital status, etc. • Provide accurate financial information – salary or business income as applicable • Inform about any c
Slide 33: Be a Prudent Investor
Be a Prudent Investor Keep record of documents signed, account statements, contract notes received and payments made. Save important emails and take periodic back up of data. Change password of your online accounts frequently. Never share your passwords, OTP, CVV and PIN with any one. Never click on
Slide 34: Be a Prudent Investor
Be a Prudent Investor Inform your DP about any change in your Personal Information such as address, bank account immediately. Always mention your Mobile Number and email ID in account opening form and keep them updated. NSDL publications and presentations are available in Hindi, English and other la
Slide 35: Be a Prudent Investor – Don'ts
Be a Prudent Investor – Don’ts Never deal with any unregistered or unauthorised market intermediary. Check on the SEBI’s website that your stock broker / authorised person, mutual fund distributor, investment advisor are registered with SEBI. Never invest with borrowed money. Avoid unnecessary loans
Slide 36: Be a Prudent Investor
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT eet a aur Atmanirbhar Niveshak Bano! B.. Hurry!! Last date is ca ___ June 30, 2024 NOMINATE YOUR LOVED ONES TODAY!! | Nominate Karo - Surakshit, Samajhdaar, | @ NSDL Opting-in/Opting-out of nomination is mandatory in your Demat Account to a
Slide 37: Be a Prudent Investor
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT Do Not Fall Prey To Stock Tips, Hot Picks etc. Circulated on Twitter, Instagram, WhatsApp, Telegram, Unsolicited SMS, YouTube Channels etc. yestor — C j t Advisor Do You
Slide 38: Be a Prudent Investor
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT Do Not Invest In Any Ponzi Scheme, Unregistered Collective Investment Scheme or Any Other Schemes Promising Unrealistic Returns
Slide 39: NSDL Newsletter for Investors
NSDL Newsletter for Investors The Financial Kaleidoscope – Free monthly newsletter Newsletter – The www.nsdl.co.in Education Financial Kaleidoscope
Slide 40: SEBI Investor Website
SEBI Investor Website Learn to Manage Your Money for Financial well-being. For more information, please visit SEBI’s Investor website https://investor.sebi.gov.in
Slide 41: SEBI's Mobile App for Investor Education
SEBI’s Mobile App for Investor Education
Slide 42: If You are holding Securities in Paper form
If You are holding Securities in Paper form 1. Provide PAN, KYC information and Nomination to RTA / Company for all joint holders. 2. Get PAN and Aadhaar linked for all joint holders. 3. Folio may be frozen if not complied. 4. Electronic interface provided by company / RTA for various service reques
Slide 43: Grievances Redressal
Grievances Redressal 1. Read Investor Charter at www.nsdl.co.in → Education 2. Lodge your complaint with SEBI at https://scores.sebi.gov.in/ or SEBI Mobile App – SCORES. 3. For filing dispute for resolution by conciliation and arbitration, visit SEBI’s Securities Market Approach for Resolution Throu
Slide 44: Be cautious
Be cautious while scanning QR codes to make payments. Be alert of online loan apps and quick-win lottery schem Be alert. Never click on ) unknown links... you may risk expo: your bank account to frauds. Unauthorised Digital Lena App Fake Lottery Schemes Beware of unknown links: * Delete SMS/emails w
Slide 45: More Information / Useful References
More Information / Useful References 1. SEBI website - www.sebi.gov.in and https://investor.sebi.gov.in/ 2. NISM website - www.nism.ac.in (NISM conducts many certification programs) 3. National Centre for Financial Education - https://www.ncfe.org.in/ 4. Platform for Investor Education - https://pie
Slide 46: Follow us on
Demat Ki Paathshala - An initiative by NSDL for Investor Education Follow us on
Slide 47: THANK YOU
THANK YOU We welcome your feedback and suggestions about this program at www.nsdl.co.in / [email protected]
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