Morgan Stanley · NYSE:MS
Morgan Stanley — Investor Presentation (April 2022)
19 slides from Morgan Stanley's investor presentation, Apr 15, 2022
Slide 1: Employee Stock & Option Analysis (ESOA)
Employee Stock & Option Analysis (ESOA)
Slide 2: What Types of Equity Plans Does Your Employer Offer?
What Types of Equity Plans Does Your Employer Offer? Your Compensation Package may Include an Equity Plan. These can take Various Forms. TYPES OF HOLDINGS There Are Various Types Of Equity Awards That Your Employer Can Offer, Including … Nonqualified Incentive stock Restricted stock Performance stoc
Slide 3: Do You Understand Your Equity Award?
Do You Understand Your Equity Award? Different Risks, Vesting Rules and Tax Consequences Nonqualified stock options (NSQO) • Allow employees to buy company stock at a predetermined price, usually lower than future market prices, within a set timeframe UNDERSTANDING YOUR BENEFITS Qualified incentive
Slide 4: Equity Awards Can Have Complex Implications
Equity Awards Can Have Complex Implications Employee Stock and Options can Offer Opportunities, but also a Significant Level of Risk and Complexity OPPORTUNITIES TO EARN MORE… Over the last 30 years, real wages have increased by about 1% a year on average1, while the stock market has historically re
Slide 5: Key Benefits of Equity Award Analysis
Key Benefits of Equity Award Analysis The Morgan Stanley Equity Award Analysis Tool Empowers your Financial Advisor to help with Enhanced Advice related to appropriate strategies and their hypothetical tax, cash flow and risk implications Equity Award Analysis Efficiency through Better client helps
Slide 6: Integration With Your Goals
Integration With Your Goals A Complete View of Your Total Wealth that Includes your Equity Plan Your employee stock and options can be a significant part of the wealth you’ve built over time to help meet the goals that matter to you. Converting that wealth to enable your dreams is often complex, and
Slide 7: Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC
Morgan Stanley Wealth Management is the trade name of Morgan Stanley Smith Barney LLC, a registered broker-dealer in the United States. The sole purpose of this material is to inform, and it in no way is intended to be an ofer or solicitation to purchase or sell any security, other investment or ser
Slide 8: Turnover and changes to investment process can negate a positive Adverse Active Alpha ranking
turnover and changes to investment process can partially or fully negate a positive Adverse Active Alpha ranking. Additionally, highly ranked managers can have difering risk profles that might not be appropriate for all investors. The proprietary Value Score methodology considers an active investmen
Slide 9: Services provided for each other and for various clients
(including research, brokerage, asset management, trading, lending and investment banking services) for each other and for various clients, including issuers of securities that may be recommended for purchase or sale by clients or are otherwise held in client accounts , and managers in various advis
Slide 10: Mobile check deposits are subject to certain terms and conditions
Mobile check deposits are subject to certain terms and conditions. Checks must be drawn on a U.S. Bank. Send Money with Zelle® is available on the Morgan Stanley Mobile App for iPhone and Android and on Morgan Stanley Online. Enrollment is required and dollar and frequency limits may apply. Domestic
Slide 11: Concentration of trading authority when a single advisor is utilized
concentration of trading authority when a single advisor is utilized; Absence of information regarding valuations and pricing; Complex tax structures and delays in tax reporting; Less regulation and higher fees than mutual funds; Risks associated with the operations, personnel, and processes of the
Slide 12: Self-selection bias results when certain manager returns are not included
Self-selection bias results when certain manager returns are not included in the index returns and may result in performance being skewed up or down . Because hedge funds are private placements, hedge fund managers are able to decide which fund returns they want to report and are able to opt out of
Slide 13: Digital Assets risks and tax treatment
may make such Digital Assets less valuable, impose additional burdens and expenses on a fund or product investing in such assets or impact the ability of such a fund or product to continue to operate , which may materially decrease the value of an investment therein. - Due to the new and evolving na
Slide 14: The regulatory framework of Digital Assets is evolving
- The regulatory framework of Digital Assets is evolving, and in some cases is uncertain, and Digital Assets themselves may not be governed and protected by applicable securities regulators and securities laws, including, but not limited to, Securities Investor Protection Corporation coverage, or ot
Slide 15: Pathway Program Model Portfolios and 529 Plans
Stanley Wealth Management's Consulting Group).The Pathway Program Model Portfolios may therefore difer in some respects from model portfolios available in other Morgan Stanley Wealth Management programs or from asset allocation models published by the Global Investment Committee. 529 Plans - Investo
Slide 16: Differences between hypothetical and actual results
·There are frequently large diferences between hypothetical and actual results. ·Hypothetical results do not represent actual results and are generally designed with the beneft of hindsight . ·They cannot account for all factors associated with risk, including the impact of fnancial risk in actual t
Slide 17: Securities-based borrowing and mortgage loan risks
collateral (such as cash) to stay in compliance with the terms of the mortgage loan. If a Client does not deposit additional securities or other collateral, the Client’s pledged securities may be sold to satisfy the Client’s obligation, and the Client will not be entitled to choose which assets will
Slide 18: Morgan Stanley Blue Cash Preferred Card eligibility
The Morgan Stanley Blue Cash Preferred® Card is only available for clients who have an Eligible Account with Morgan Stanley Smith Barney LLC or its eligible afliates, including but not limited to E*TRADE Securities LLC. An “Eligible Account” is a brokerage account (i) held in your name, (ii) held by
Slide 19: FDIC insurance and Preferred Savings program
Association, each a national bank, member FDIC, and an afliate of Morgan Stanley Smith Barney LLC. Detailed information on federal deposit insurance coverage is available on the FDIC’s website (https://www.fdic.gov/deposit/deposits/). Under the Preferred Savings program (“Preferred Savings”), Morgan