Sunrise Energy Metals Limited · ASX:SRL

Sunrise Energy Metals — Investor Presentation (March 2019)

26 slides from Sunrise Energy Metals's investor presentation, Mar 7, 2019

  1. Slide 1: NSW Resources Regulator

    NSW Resources Regulator 2019

  2. Slide 2: NSW Resources Regulator

    NSW Resources Regulator The NSW Resources Regulator was created on 1 July 2016 as a standalone regulator responsible for compliance and enforcement functions across NSW’s mining sector. Our primary focus is on compliance activities within the NSW mining sector including: → compliance with the Mining

  3. Slide 3: NSW Resources Regulator

    | NSW Resources Regulator A safe and responsible mining extractive and petroleum industry To enable and support industry to understand and fulfil its obligations

  4. Slide 4: Compliance Approach

    Compliance Approach Increase stakeholder and community confidence in our compliance programs S u p po rt the responsible operation and development of regulated industries Minimise harm to workers, the environment and the community Wa: NSW GOVERNMENT

  5. Slide 5: Legislation administered

    Legislation administered • Mining Act 1992 or the Petroleum (Onshore) Act 1991 and associated regulations • Work health and safety obligations contained in the following Acts (and associated regulations): → Work Health and Safety (Mines and Petroleum Sites) Act 2013 → Work Health and Safety Act 2011

  6. Slide 6: Secretary and Minister

    Secretary and Minister The NSW Resources Regulator Carolyn McNally is a Division of the Department Secretary of Planning and Environment • ‘Decision maker’ under Mining Act and comes under the • ‘Regulator’ under WHS (M&PS) Act responsibility of the Minister for Resources. The Hon. Don Harwin Minist

  7. Slide 7: Organisational structure

    Organisational structure GOVERNMENT Deputy Secretary / Co-ordinator Ger Lee Shearer Chief Compliance Officer / Executive Director ‘Anthony Keon Chief Inspector Director Strategy and Engagement Nicole Turnbull Deputy Chief inspector - Mining Engineering Gary Parker Director Business Operations and As

  8. Slide 8: Major Investigations

    Major Investigations The Major Investigations Branch undertakes investigations into complex, serious and high-risk matters, including workplace fatalities and serious injuries. The branch is also responsible for facilitating and coordinating escalated enforcement actions, such as prosecutions and en

  9. Slide 9: Role in Mine Safety

    Role in Mine Safety NSW Resources Regulator

  10. Slide 10: How we segment the industry

    How we segment the industry NSW Resources Regulator 10

  11. Slide 11: Mine Safety Inspectorate

    Mine Safety Inspectorate The Mine Safety Inspectorate is made up of two key functional streams: → Operational teams which undertake frontline compliance and enforcement activities → Engineering Branch which provides expert technical advice and support. NSW Resources Regulator 11

  12. Slide 12: Mine Safety Inspectorate

    Mine Safety Inspectorate Key responsibilities include: → Monitoring and enforcing compliance with the legislation. → Providing advice and information on work health and safety matters. → Supporting effective risk management. → Promoting and supporting education and training on matters relating to wo

  13. Slide 13: Compliance Operations

    Compliance Operations NSW Resources Regulator

  14. Slide 14: Compliance Operations

    Compliance Operations The Compliance Operations branch undertakes risk-based compliance and enforcement activities in relation to obligations under the Mining Act and Petroleum (Onshore) Act. This includes conducting assessment and compliance activities in relation the mine rehabilitation activities

  15. Slide 15: Range of activities

    Range of activities → Conduct probity and compliance checks on applicants for grant/renewal/transfer title applications → Regulated exploration activities including the issuing of Activity Approvals and ensuring compliance with title conditions and Codes of Practice (e.g. Rehabilitation and Environm

  16. Slide 16: Best Practice Rehabilitation is Achievable!

    Best Practice Rehabilitation is Achievable! Rehabilitated Minerals Sand Mine – NSW Mid North Coast

  17. Slide 17: NSW Resources Regulator

    NSW Resources Regulator 17

  18. Slide 18: Regulatory Activities

    Regulatory Activities NSW Resources Regulator

  19. Slide 19: Key regulatory activities

    Key regulatory activities Regulatory activities include: → receiving and considering complaints, safety/environment notifications and requests → conducting inspections, audits and investigations → assessing licensing and registration applications → issuing prohibition and other statutory notices → t

  20. Slide 20: Snapshot of our activities in 2017/18

    Snapshot of our activities in 2017/18 NSW Resources Regulator 20

  21. Slide 21: How can you access information about the Resources Regulator?

    How can you access information about the Resources Regulator? NSW Resources Regulator

  22. Slide 22: Resources Regulator website

    Resources Regulator website Visit our website: resourcesregulator.nsw.gov.au The Resources Regulator’s website includes a range of information / publications for the benefit of industry and community. These include: → Compliance activities and reports → Enforceable undertakings → Prosecution summari

  23. Slide 23: Reporting

    Reporting NN S N N S W atal in ur f re uenc rate W ile t ere as been along term decrease in t e number of NSW mining fatal in uries since in t e s s o nbelo of t e site assessments conducted b t e regulator in ctober coal metalliferous and e tracti es sectors t e fatal in ur fre uenc rate per millio

  24. Slide 24: Compliance and enforcement approach

    Compliance and enforcement approach The Compliance and enforcement approach: → Embeds the risk-based and outcomes-focussed approach to compliance and enforcement → Provides guidance on high-level compliance expectations, enforcement processes and regulatory methods used to ensure obligations are met

  25. Slide 25: Enforcement actions

    Enforcement actions Guidance material has been prepared for some of the more rigorous enforcement options including: → A prosecutions guideline → Enforceable undertakings guideline This ensure a consistent and transparent approach to all enforcement actions. NSW Resources Regulator 25

  26. Slide 26: Questions

    Questions Contents NSW Resources Regulator

Sunrise Energy Metals — Investor Presentation (March 2019) on 6ix