Zurich Insurance Group Ltd · SIX:ZURN
Zurich Insurance — Corporate Update (December 2010)
13 slides from Zurich Insurance's corporate update, Dec 15, 2010
Slide 1: Zurich Country Update: D&O Litigation in Brazil
Zurich Country Update D&O Litigation in Brazil
Slide 2: Map of CVM Litigation against D&Os 2006-2010
Map of CVM Litigation against D&Os 2006-2010 12/15/2010 2
Slide 3: CVM Administrative Proceedings Outcome
CVM (Brazilian Securities and Exchange Comission) Administrative Proceedings Outcome Resultados dos Processos Administrativos Punishment 2008 2009 Sept/2010 Imposed Punição Aplicada Written Warnings 17 19 5 Advertência Fine 132 148 91 Multa Suspension 2 0 0 Suspenção Inabilitation 7 1 5 Inabilitação
Slide 4: CVM Settlements in a Glance
CVM Settlements in a Glance Acordos com a CVM Number of Settlements / Termos de Compromisso Assinados Total Amount of Settlements / Valor Total 64 R$ 12.237 59 R$ 11.128 71 R$ 47.299 25 R$ 13.206 2007 2008 2009 nov/10 2007 2008 2009 nov/10 Em milhares R$ In thousands R$ Average Settlement Amount / V
Slide 5: CVM Fines imposed against D&Os and others
CVM Fines imposed against D&Os and others Multas impostas contra D&Os e outros Number of Fines / Multas Aplicadas Total Amount of Fines / Valor Total 95 R$ 403 132 R$724.340 148 R$ 77.259 91 R$ 4.998 2007 2008 2009 nov/10 2007 2008 2009 nov/10 Em milhares R$ In thousands R$ Average Fines Amount / Va
Slide 6: CVM Top Settlements
CVM Top 10 Settlements 10 Maiores Termos de Compromisso *Celebrados com a CVM por Diretores, Conselheiros e Controladores das respectivas empresas. R$ 0 R$ 5.000 R$ 10.000 R$ 15.000 R$ 20.000Milhares R$ 25.000/ Thousands Settlements made by CVM with D&Os and Controlling Shareholders. Ambev R$ 20.000
Slide 7: CADE Anti-trust Litigation Overview
CADE (Brazilian Anti-Trust Comission) Anti-trust Litigation Overview Análise de Litígios Anti-trust 900 809 800 699 700 666 608 600 538 507 500 400 446 385 395 300 351 325 335 200 100 0 2005 2006 2007 2008 2009 2010 jan-out Julgados/Judged Estoque/Backlog 12/15/2010 7
Slide 8: CADE Main Settlements with D&Os
CADE Main Settlements with D&Os Principais Acordos (TCC) com Diretores Milhares / Thousands R$ 15.341 R$5.431 2.422 1.376 1.100 115 i an o s h es o ac er se ib lc as th Fr br m A G /O cu Em de Te s ro l te ut ar O C 12/15/2010 8
Slide 9: D&O Sources of Litigation in Brazil - Listed Companies
D&O Sources of Litigation in Brazil - Listed Companies Fontes de Litígios no Brasil - S.As de Capital Aberto 12/15/2010 9
Slide 10: D&O Sources of Litigation in Brazil - Private Companies
D&O Sources of Litigation in Brazil - Private Companies Fontes de Litígios no Brasil – Empresas de Capital Fechado 12/15/2010 10
Slide 11: D&O Sources of Litigation in Brazil - Government Owned
D&O Sources of Litigation in Brazil - Government Owned Fontes de Litígios no Brasil – Estatais/Economia Mista 12/15/2010 11
Slide 12: D&O Sources of Litigation in Brazil - Financial Institutions
D&O Sources of Litigation in Brazil - Financial Institutions Fontes de Litígios no Brasil – Instituições Financeiras 12/15/2010 12
Slide 13: Obrigado!
Obrigado! Zurich Brasil Financial Lines 55 11 5502.7172 [email protected] 12/15/2010 13
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